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Archive for LIBOR

UK individual penalties at their lowest since financial crisis – Duff & Phelps

Posted by IMS STRATNEWS 
Saturday, October 6th, 2018 at 03:28 PM 
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UK individual penalties have dropped to their lowest level since the 2008 financial crisis, according to a report from the global compliance and regulatory consulting practice, Duff & Phelps.   In its Global Enforcement Review, complied for the financial services industry, the regulatory advisor presents analysis highlighting that the degree penalty amounts against individuals have dropped to […]

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Tags : 'BEAR', 'MIC', Australia, Australia 'BEAR', Autorite des Marches Financiers, banking penalties, Central Bank of Ireland, Corlytics, Duff & Phelps, EU penalty amounts, European, European Commission, European penalty amounts, FCA, FCA Senior Managers and Certification Regime, Financial Conduct Authority, financial penalties, FOREX, FX, global regulation, Hong Kong, Hong Kong 'MIC', IMS StratNews, Individual Accountability and Conduct, Kroll, LIBOR, Nick Bayley, Senior Managers and Certification Regime, Serious Fraud Squad, SFO, Singapore, Singapore Individual Accountability and Conduct, SM&CR, UK individual penalties, UK penalty amounts, US penalty amounts
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