• Home
  • Bespoke Reports & books
    • Sector/region reports
    • Commission Requests
  • About
  • Top News
    • Trends & Themes
    • Environment
    • Eco-politics
    • Geo-politics
    • Consumer Finance
  • Taxation
  • Regulation
    • Africa
    • Asia
    • Europe
    • United Kingdom
    • United States
  • Login

Archive for Hong Kong

UK individual penalties at their lowest since financial crisis – Duff & Phelps

Posted by IMS STRATNEWS 
Saturday, October 6th, 2018 at 03:28 PM 
· No Comments

UK individual penalties have dropped to their lowest level since the 2008 financial crisis, according to a report from the global compliance and regulatory consulting practice, Duff & Phelps.   In its Global Enforcement Review, complied for the financial services industry, the regulatory advisor presents analysis highlighting that the degree penalty amounts against individuals have dropped to […]

No Comments
Categories : Analysis, Funds, Regulation, Strategies, Taxation, Today's View, Top News, Trends & Themes
Tags : 'BEAR', 'MIC', Australia, Australia 'BEAR', Autorite des Marches Financiers, banking penalties, Central Bank of Ireland, Corlytics, Duff & Phelps, EU penalty amounts, European, European Commission, European penalty amounts, FCA, FCA Senior Managers and Certification Regime, Financial Conduct Authority, financial penalties, FOREX, FX, global regulation, Hong Kong, Hong Kong 'MIC', IMS StratNews, Individual Accountability and Conduct, Kroll, LIBOR, Nick Bayley, Senior Managers and Certification Regime, Serious Fraud Squad, SFO, Singapore, Singapore Individual Accountability and Conduct, SM&CR, UK individual penalties, UK penalty amounts, US penalty amounts

State Street points Keogh towards Asia

Posted by IMS STRATNEWS 
Wednesday, September 3rd, 2014 at 03:58 PM 
· No Comments

 State Street Corp. has appointed Bob Keogh head of Alternative Investment Solutions (AIS) for the Asia Pacific region.   Keogh will be based in Hong Kong, where he will lead hedge fund, private equity and real estate businesses in Asia Pacific.   He was previously senior managing director for State Street’s hedge fund servicing business,...


This content is for Silver Subscribers only.
Log In Register/Upgrade
No Comments
Categories : Funds, People Moves, Today's View, Top News
Tags : alternatives investment, appointment, Asia, Asia Pacific, Bob Keogh, diversification, emerging markets, fund, funds, hedge fund, hedge funds, hire, hiring, Hong Kong, institutional investor, investment, Keogh, people move, State street
IMS StratNews | Taxation & Regulation | Terms & Conditions | Contact |Advertising
Copyright © 2023 All Rights Reserved - IN BETA
Social Connection :: Facebook | Twitter
Site by FMEOS
LinkedIn LinkedIn Twitter Twitter Facebook Facebook Instagram Instagram
grab this
We use cookies to ensure that we give you the best experience on our website. If you continue to use this site we will assume that you are happy about our use of cookies.OK